Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
12,032 clients
Average Client Portfolio
$394K average
Assets Under Management
$4.7B

Fee Structure

Financial Planning:Investment management only
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Location

6256 Greenwich Drive, Suite 550, San Diego, CA, 92122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Royce is an agent with Dunham Trust Company (DTC) since 2006, which offers trustee, investment management, and custodial services. He spends minimal time executing documents and establishing accounts for DTC.

Employment History
Current Registrations
Dunham
May 2022 - Present · 3 yrs 9 mos
DunhamBroker
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Dunham & Associates Investment Counsel, INC.Broker
August 2008 - May 2022 · 13 yrs 9 mos
Dunham & Associates Investment Counsel, INC.
November 2006 - May 2022 · 15 yrs 6 mos
Mutual of America Life Insurance CompanyBroker
January 1999 - March 2000 · 1 yr 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Royce Gittings - Financial Advisor | TrueAdvisor