AJ
CFP
AJ
CFP

Anant K Jain

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,733 clients
Average Client Portfolio
$357K average
Assets Under Management
$619.5M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

777 South Central Expwy, Suite #1-R, Richardson, TX, 75080

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Anant is an independent insurance agent selling various insurance products since 1998, dedicating a few hours per week. He is also an IAR of Financial Management Strategies since 2011, working nearly full-time, and owner/president of United Solutions since 1999, dedicating minimal time.

Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 5 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 5 mos
Financial Management Strategies, INC.
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
United Solutions
February 1998 - April 2011 · 13 yrs 2 mos
Walnut Street Securities, INC.Broker
December 1997 - September 2013 · 15 yrs 9 mos
State Registrations6 states
CACOMDNVTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anant K Jain - Financial Advisor | TrueAdvisor