Mark Thompson is a registered investment advisor at Saxony Capital Management, LLC, based in St. Louis, MO, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 762 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.0M | 1.90% |
| $1.0M - $2.0M | 1.60% |
| $2.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees/Commissions are negotiable with each Advisory Client. The SCM annual platform fee is 0.2% and is included in the above fee schedule.
Fee Estimator
Location
St. Louis, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is an ordained minister performing wedding services since 2015. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Saxony Capital Management, LLC
Saxony Securities, INC.
Saxony Securities, INC.Broker
Previous Registrations
Pinnacle Equity Management INC
Rudis Capital Management, INC.
Patrick Capital Markets, LLCBroker
Cornerstone Select Advisors, LLC
L.M. Kohn & CompanyBroker
Unified Management CorporationBroker
Aetna Investment Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.