Kimberley Neff

26 Years of Experience

BrokerSells Insurance

View SEC Summary

Kimberley Neff is a registered investment advisor, based in Whittier, CA, with 26 years of industry experience.

Location

10802 Bogardus Ave, Whittier, CA, 90603

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Kimberley is an IAR at CLG Wealth Management since 2017, working with clients to build financial plans. She is also an insurance agent since 2020, providing insurance advice to clients, dedicating a few hours per week to this.

Employment History

Current Registrations

Purshe Kaplan Sterling InvestmentsBroker

January 2024 - Present · 2 yrs 3 mos

Clg LLC

October 2017 - Present · 8 yrs 6 mos

Previous Registrations

Cetera Investment Advisers LLC

June 2023 - December 2023 · 6 mos

Cetera Advisor Networks LLC

April 2008 - June 2023 · 15 yrs 2 mos

Cetera Advisor Networks LLCBroker

June 2007 - December 2023 · 16 yrs 6 mos

Countrywide Investment Services, INC.Broker

August 2003 - February 2006 · 2 yrs 6 mos

Financial Network Investment CorporationBroker

August 2001 - September 2003 · 2 yrs 1 mo

Banc of America Investment Services, INC.Broker

July 1999 - August 2001 · 2 yrs 1 mo

Ba Investment Services, INC.Broker

November 1997 - July 1999 · 1 yr 8 mos

State Registrations10 states

ARCACTMNMOMTNJNYORTX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.