KN
KN

Kimberley Kasarda Neff

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$953.8M

Fee Structure

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Location

10802 Bogardus Ave, Whittier, CA, 90603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kimberley is an IAR at CLG Wealth Management since 2017, working with clients to build financial plans. She is also an insurance agent since 2020, providing insurance advice to clients, dedicating a few hours per week to this.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2024 - Present · 2 yrs 1 mo
Clg LLC
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - December 2023 · 6 mos
Cetera Advisor Networks LLC
April 2008 - June 2023 · 15 yrs 2 mos
Cetera Advisor Networks LLCBroker
June 2007 - December 2023 · 16 yrs 6 mos
Countrywide Investment Services, INC.Broker
August 2003 - February 2006 · 2 yrs 6 mos
Financial Network Investment CorporationBroker
August 2001 - September 2003 · 2 yrs 1 mo
Banc of America Investment Services, INC.Broker
July 1999 - August 2001 · 2 yrs 1 mo
Ba Investment Services, INC.Broker
November 1997 - July 1999 · 1 yr 8 mos
State Registrations10 states
ARCACTMNMOMTNJNYORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.