MJ
MJ

Maureen Bridget James

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

2001 Butterfield Rd Ste 1000, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maureen works as a bookkeeper, dedicating a few hours per week. She also provides investment advisory services through Apollon Financial and uses Apollon Financial as a DBA for her LPL business, spending about a quarter of her time on each.

Employment History
Current Registrations
LPL Financial LLC
April 2025 - Present · 10 mos
Apollon Financial, LLC
October 2022 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
September 2015 - Present · 10 yrs 5 mos
Previous Registrations
Highpoint Planning Partners
November 2021 - October 2022 · 11 mos
Highpoint Planning Partners
November 2016 - December 2021 · 5 yrs 1 mo
LPL Financial LLC
November 2016 - February 2017 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2015 - August 2015 · 7 mos
LPL Financial LLCBroker
September 2012 - December 2014 · 2 yrs 3 mos
Harris Associates Securities L.P.Broker
November 1997 - February 2000 · 2 yrs 3 mos
State Registrations23 states
AZCACOCTFLILINMAMDMEMIMNMOMTNCNMOHORPATNTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.