Joseph Watz is a registered investment advisor at Convergence Financial, based in Columbia, MO, with 23 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,222 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Convergence Financial charges an annual fee based on a percentage of the value of your investments. This fee covers ongoing analysis, consultations, portfolio construction, trading, rebalancing, account monitoring, market updates, and other communications. The fee is negotiable and typically does not exceed 1.5% annually. Some accounts may have additional platform fees.
Location
3919 S. Providence Road, Columbia, MO, 65203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is a business owner of Lake Wauwanoka Inc. (LWI) since February 2022, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Convergence Financial
Previous Registrations
LPL Financial LLCBroker
BMO Investment Distributors, LLCBroker
Nationwide Investment Services CorporationBroker
Vp Distributors INCBroker
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.