TrueAdvisor
TrueAdvisor
ML
ML

Marc Shiels Little

Stephens Investment Management Group, LLC
27 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Stephens Investment Management Group, LLC
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

9 Greenway Plaza, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens Investment Management Group, LLC
August 2016 - Present · 9 yrs 6 mos
Previous Registrations
Stephens
August 2016 - December 2023 · 7 yrs 4 mos
StephensBroker
August 2016 - December 2023 · 7 yrs 4 mos
Salient Capital L.P.Broker
May 2015 - August 2016 · 1 yr 3 mos
Salient Capital Advisors, LLC
May 2015 - August 2016 · 1 yr 3 mos
Invesco Advisers, INC.
January 2010 - February 2015 · 5 yrs 1 mo
Invesco Aim Private Asset Management, INC.
July 2005 - January 2010 · 4 yrs 6 mos
Invesco Distributors, INC.Broker
January 1998 - February 2015 · 17 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.