RS
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Ranjit Sufi

27 Years of Experience
Broker

Ranjit Sufi is a registered investment advisor, based in Los Angeles, CA, with 27 years of industry experience.

Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ranjit is a Managing Director in Institutional Services at Aristotle Capital Management, LLC, a registered investment advisor. This is a full-time commitment and occurs during securities trading hours.

Employment History
Current Registrations
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Aristotle Capital Management, LLC
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
Imst Distributors, LLCBroker
September 2014 - October 2023 · 9 yrs 1 mo
Martin Currie Investor Services, INC.Broker
June 2013 - August 2014 · 1 yr 2 mos
Tradewinds Global Investors, LLC
December 2011 - December 2012 · 1 yr
Nuveen Asset Management, LLC
September 2011 - December 2011 · 3 mos
Nuveen Fund Advisors, INC.
July 2008 - September 2011 · 3 yrs 2 mos
Nuveen Securities, LLCBroker
May 2008 - March 2013 · 4 yrs 10 mos
Nicholas-Applegate Capital Management LLC
June 2000 - April 2008 · 7 yrs 10 mos
Nicholas-Applegate Securities LLCBroker
November 1999 - April 2008 · 8 yrs 5 mos
Barclays Global Investors ServicesBroker
January 1998 - October 1999 · 1 yr 9 mos
State Registrations52 states
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Exams
No exam information available for this advisor.