CM
CM

Catherine C Mendoza

9 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
88 advisors
Number of Clients
4,294 clients
Average Client Portfolio
$281K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$1K
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Location

11501 Dublin Blvd., Suite 200, Dublin, CA, 94568

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Catherine is an insurance professional at CM Financial Strategies, selling life, health, and disability insurance, dedicating nearly full-time hours to this role. She also owns CMF Financial Accounting & Bookkeeping and is a director at CM Financial Capital Solutions, spending about 10-20% of her time and about a quarter of her time, respectively, on these activities.

Employment History
Current Registrations
Virtue Capital Management, LLC
May 2019 - Present · 6 yrs 9 mos
Previous Registrations
Horter Investment Management, LLC
April 2016 - May 2019 · 3 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Catherine C Mendoza - Financial Advisor | TrueAdvisor