Frank Sposato is a registered investment advisor, based in New York, NY, with 28 years of industry experience.
Location
30 Rockefeller Plaza, New York, NY, 10020
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lazard Asset Management Securities LLC
April 2004 - Present · 22 yrs
Lazard Asset Management Securities LLCBroker
April 2004 - Present · 22 yrs
Lazard Asset Management LLC
June 2003 - Present · 22 yrs 10 mos
Previous Registrations
Lazard Freres & CO. LLCBroker
December 1997 - April 2004 · 6 yrs 4 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.