Gregory Kiser

Ascensus Investment Advisors, LLC

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Ascensus Investment Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

37 advisors

Number of Clients

27 clients

Average Client Portfolio

$431.5M average

Assets Under Management

$11.6B

Fee Structure

Financial Planning:Investment management only

Location

Syracuse, NY

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ascensus Broker Dealer Services, LLCBroker

December 2023 - Present · 2 yrs 2 mos

Ascensus Broker Dealer Services, LLC

December 2023 - Present · 2 yrs 2 mos

Ascensus Investment Advisors, LLC

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

Equitable Advisors, LLC

December 2014 - March 2022 · 7 yrs 3 mos

Equitable Advisors, LLCBroker

December 2014 - March 2022 · 7 yrs 3 mos

M&t Securities, INC.

April 2013 - October 2013 · 6 mos

M&t Securities, INC.Broker

February 2013 - October 2013 · 8 mos

Key Investment Services LLCBroker

February 2012 - February 2013 · 1 yr

Merrill Lynch, Pierce, Fenner & Smith Incorporated

September 2010 - January 2012 · 1 yr 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

August 2010 - January 2012 · 1 yr 5 mos

UBS Securities LLCBroker

June 2008 - November 2008 · 5 mos

State Registrations2 states

MANY

AdvisorBroker

Exams

No exam information available for this advisor.