Gregory Kiser is a registered investment advisor, based in Syracuse, NY, with 13 years of industry experience.
Location
Syracuse, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ascensus Broker Dealer Services, LLCBroker
December 2023 - Present · 2 yrs 4 mos
Ascensus Broker Dealer Services, LLC
December 2023 - Present · 2 yrs 4 mos
Ascensus Investment Advisors, LLC
November 2023 - Present · 2 yrs 5 mos
Previous Registrations
Equitable Advisors, LLC
December 2014 - March 2022 · 7 yrs 3 mos
Equitable Advisors, LLCBroker
December 2014 - March 2022 · 7 yrs 3 mos
M&t Securities, INC.
April 2013 - October 2013 · 6 mos
M&t Securities, INC.Broker
February 2013 - October 2013 · 8 mos
Key Investment Services LLCBroker
February 2012 - February 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - January 2012 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - January 2012 · 1 yr 5 mos
UBS Securities LLCBroker
June 2008 - November 2008 · 5 mos
State Registrations2 states
MANY
AdvisorBroker
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Exams
No exam information available for this advisor.