Brian Andrew Turner

CFP

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22 Years of Experience

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Areas of Practice

Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInvestment Management

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Compensation

Fixed/Hourly

Firm Size

53 advisors

Number of Clients

12,392 clients

Average Client Portfolio

$312K average

Assets Under Management

$3.9B

Fee Structure

Financial Planning:Included in AUM fee

Location

Enterprise, UT

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

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October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Personal Capital Advisors Corporation

November 2020 - October 2022 · 1 yr 11 mos

Vanguard Marketing CorporationBroker

August 2017 - November 2020 · 3 yrs 3 mos

Vanguard Advisers, INC.

August 2017 - November 2020 · 3 yrs 3 mos

E*trade Capital Management, LLC

February 2013 - June 2017 · 4 yrs 4 mos

E*trade Securities LLCBroker

January 2013 - June 2017 · 4 yrs 5 mos

Morgan Stanley

October 2012 - January 2013 · 3 mos

Morgan StanleyBroker

September 2012 - January 2013 · 4 mos

CUNA Brokerage Services, INC.

July 2008 - January 2010 · 1 yr 6 mos

CUNA Brokerage Services, INC.Broker

June 2008 - January 2010 · 1 yr 7 mos

Morgan Stanley & CO. IncorporatedBroker

April 2007 - June 2008 · 1 yr 2 mos

Morgan Stanley & CO. Incorporated

April 2007 - June 2008 · 1 yr 2 mos

Morgan Stanley

September 2005 - April 2007 · 1 yr 7 mos

Morgan Stanley Dw INC.Broker

June 2005 - April 2007 · 1 yr 10 mos

Robert W. Baird & CO. IncorporatedBroker

January 1998 - January 2002 · 4 yrs

Northwestern Mutual Investment Services, LLCBroker

November 1997 - October 2002 · 4 yrs 11 mos

State Registrations2 states

TXUT

Advisor

Exams

No exam information available for this advisor.