RB
RB

Raymond Jude Bertrand

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
5,903 clients
Average Client Portfolio
$7.4M average
Assets Under Management
$43.8B

Fee Structure

Minimum Investment:$10M
Financial Planning:Investment management only
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Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raymond is a Senior Vice President-Regional Director at Aristotle Capital Management, LLC, promoting and selling Aristotle products. This activity takes significantly more than full-time hours.

Employment History
Current Registrations
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 4 mos
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Aristotle Capital Management, LLC
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Imst Distributors, LLCBroker
November 2019 - October 2023 · 3 yrs 11 mos
William Blair & Company L.L.C.
July 2016 - December 2018 · 2 yrs 5 mos
William BlairBroker
July 2016 - December 2018 · 2 yrs 5 mos
Invesco Advisers, INC.
January 2010 - August 2016 · 6 yrs 7 mos
Invesco Aim Private Asset Management, INC.
October 2006 - January 2010 · 3 yrs 3 mos
Invesco Distributors, INC.Broker
August 2006 - July 2016 · 9 yrs 11 mos
Franklin/templeton Distributors, INC.Broker
October 1997 - August 2006 · 8 yrs 10 mos
State Registrations3 states
AZCANV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.