SC
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Stephen M Catalano

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
271 advisors
Number of Clients
13,685 clients
Average Client Portfolio
$612K average
Assets Under Management
$8.4B

Fee Structure

Financial Planning:Investment management only
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Location

90 North Miller Road, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen is the Vice President of The Ninth Light Dojo, a volunteer position at a martial arts studio, and a managing partner and shareholder at W3 Wealth Advisors. He also serves as a Director for the Western Golf Association of Evans Scholars Foundation, spending minimal time interviewing scholarship applicants.

Employment History
Current Registrations
Valmark Advisers, INC.
October 2020 - Present · 5 yrs 4 mos
W3 Wealth Advisors, LLC
October 2020 - Present · 5 yrs 4 mos
Valmark Securities, INC.Broker
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2006 - October 2020 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2006 - October 2020 · 14 yrs 4 mos
UBS Financial Services INC.
August 1999 - July 2006 · 6 yrs 11 mos
UBS Financial Services INC.Broker
May 1998 - July 2006 · 8 yrs 2 mos
State Registrations21 states
ALCACODCFLILINKSMIMNNCNVNYOHORPASCTXVAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Stephen M Catalano - Financial Advisor | TrueAdvisor