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David Lewis
28 Years of Experience
Lafayette, CA
1 DisclosureSells Insurance
David Lewis is a registered investment advisor at Lewis Asset Management, based in Lafayette, CA, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 282 clients with $390M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
282 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$387.1M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
985 Moraga Rd., Suite 207, Lafayette, CA, 94549
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2006Settled
Other Business ActivitiesSells Insurance
David works as an independent insurance agent for various independent insurance companies.
Employment History
Current Registrations
Lewis Asset Management
May 2007 - Present · 18 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - May 2007 · 9 yrs 10 mos
State Registrations6 states
CAFLNJPATXVA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.