Richard Kaplan is a registered investment advisor at Inscription Capital, LLC, based in Houston, TX, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 440 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Inscription Capital charges an annual advisory fee based on the value of your portfolio. The fee ranges from 0.25% to 1.25% per year, depending on the size and complexity of your account and the advisor providing the services. Clients using the Betterment Institutional platform will also be charged a wrap fee of up to 0.20% annually. Fees are generally deducted from your account quarterly in advance.
Location
2925 Richmond Avenue, Suite 425, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a general partner in Grand RSK Management, LLC and Kaplan PR LLC, and a trustee for Grand RSK, LTD, all investment-related. He also dedicates minimal time to non-investment related activities such as serving on committees for the Holocaust Museum Houston and Congregation Beth Israel, and as treasurer for Emery Weiner School.
Employment History
Current Registrations
Inscription Capital, LLC
Previous Registrations
Legacy Asset Securities, INC.Broker
Legacy Asset Management, INC.
Legacy Asset Management, INC.
Post Oak Capital Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.