Joyce Moe
Joyce Moe is a registered investment advisor at Castle Rock Wealth Management, LLC, based in Walnut Creek, CA, with 28 years of industry experience. Joyce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 2,040 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Castle Rock Wealth Management offers Comprehensive Portfolio Management where the maximum annual fee is 1.65%. The fee is either billed monthly or quarterly in advance based on the value of your account. Fees are negotiable and debited from client accounts. If using a third-party manager, you'll pay their fees in addition to Castle Rock's fee.
Location
1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joyce is a successor trustee for two trusts, a special education teacher (full-time), an investment advisor representative, and a board member for a senior advocacy network. She also sells insurance products for Voya and Great American Insurance Group, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Private Client Services, LLCBroker
Castle Rock Wealth Management, LLC
Previous Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Financial Advisers of America, LLC
Financial Advisers of America, LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.