Mark Pappa
Mark Pappa is a registered investment advisor at Financial Resources Group, LLC, based in Glastonbury, CT, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 404 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.88% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees may be different from the schedule above with each client based on a variety of factors. Fees negotiable for accounts over $10,000,001.
Fee Estimator
Location
116 Oak Street, 2nd Floor, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (1)
Criminal
November 1992Other Business ActivitiesSells Insurance
Mark is an agent with Financial Resources, Inc. offering fixed indexed annuities and traditional life insurance products since 2012, dedicating a few hours per week. He also prepares taxes, is involved with a social media app development company and a website fighting fake news, and is a sales representative for an energy non-profit.
Employment History
Current Registrations
Financial Resources Group, LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
Robert R. Meredith & CO., INC.Broker
J.P. Turner & Company, L.L.C.Broker
Raymond James Financial Services, INC.Broker
Sands Brothers & CO., LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.