Paul Broughton is a registered investment advisor at The Broughton Investment Group, INC., based in Houston, TX, with 19 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 54 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Broughton Investment Group charges a percentage of the assets they manage. The fees are negotiable and the maximum fees are as follows:
Assets inside retirement plans (401(k), 403(b), 457 plans, Roth 401(k), variable annuities, variable life insurance):
- $5,000.00 - $1,000,000.00: 1.00%
- $1,000,001.00 - $2,500,000.00: 0.85%
- $2,500,001.00 - $5,000,000.00: 0.65%
- $5,000,001.00 - $unlimited: 0.55%
Assets managed at a third-party custodian (Scottrade Advisor Services, TD Ameritrade - Charles Schwab):
- $5,000.00 - $500,000.00: 2.50%
- $500,001.00 - $1,500,000.00: 2.00%
- $1,500,001.00 - $3,500,000.00: 1.75%
- $3,500,001.00 - $unlimited: 1.50%
Location
3730 Kirby Drive, Suite 600, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul owns a minority interest in a marine supply business, a 100% interest in the restaurant Cantina Laredo, and a 51% interest in PADNA Land Management, a real estate investment company. He spends minimal time on each of these ventures.
Employment History
Current Registrations
The Broughton Investment Group, INC.
Previous Registrations
Genworth Financial Advisers Corporation
State Registrations1 state
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