Adriel Gaines
Adriel Gaines is a registered investment advisor at Osaic Advisory Services, LLC, based in Springfield, OR, with 27 years of industry experience. Adriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
655 A Street, Suite D, Springfield, OR, 97478
Get directionsHistory
Regulatory History (7)
Regulatory
October 2010Customer Dispute
March 2009Customer Dispute
January 2009Customer Dispute
January 2009Customer Dispute
September 2004Customer Dispute
May 2002Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Adriel owns Gaines Financial, a DBA for fixed insurance and securities business, and is a member/owner of Gaines A Street Property LLC, which owns a commercial building. Adriel also works full-time as a Wealth Manager/IAR for Arbor Point Advisors.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Pacific West Securities, INC.Broker
Pacific West Financial Consultants INC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Strand, Atkinson, Williams & York INC.
Strand, Atkinson, Williams & York, INC.Broker
Wm Financial Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.