Mark Thompson is a CFA-designated registered investment advisor at Laurel Wealth Advisors, LLC, based in Charlotte, NC, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 572 clients with $970M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Location
1355 Greenwood Cliff, Ste. 301, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is a passive investor in Laurel Avenue T-1 Investors, LLC, a software and hardware development company, and Daisy Dog, LLC, a passive investment of CXL Ophthalmics, LLC. He spends no time on these activities and receives no compensation.
Employment History
Current Registrations
Laurel Wealth Advisors, LLC
Previous Registrations
Buckhorn Capital Management LLC
State Registrations3 states
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