Dennis Perez is a registered investment advisor at Popular Securities, LLC, based in Mayaguez, PR, with 28 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,120 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Popular Securities provides investment management through the FMAX Program and fixed income managers. The annual advisory fee has a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program. The total client fee is negotiated and can be based on asset levels or a single fee rate. Program fees are charged separately by FMAX or the fixed income manager and are based on a percentage of assets under management, billed quarterly in advance. There is a minimum annual program fee. Popular Securities also receives compensation from Russell Investments for certain mutual fund sales.
Location
Calle Suau #1, Mayaguez, PR, 00680
Get directionsHistory
Regulatory History (18)
Regulatory
June 2021Customer Dispute
September 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
December 2017Customer Dispute
October 2017Customer Dispute
November 2014Customer Dispute
September 2014Customer Dispute
June 2014Customer Dispute
April 2014Customer Dispute
January 2012Customer Dispute
July 2011Customer Dispute
March 2011Customer Dispute
March 2010Customer Dispute
November 2009Customer Dispute
July 2009Customer Dispute
April 2009Customer Dispute
September 2007Other Business Activities
Dennis is a director board member and finance consultant for Asociacion Residentes Paseo Los Robles, a non-profit organization, dedicating a few hours per week. He is also the President of D Cummings, LLC, an inheritance asset protection business, dedicating minimal time.
Employment History
Current Registrations
Popular Securities, LLC
Popular Securities, LLCBroker
Previous Registrations
Popular Securities, INC.
Bbva Securities of Puerto Rico, INC.Broker
Salomon Smith Barney INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.