Adam H Katz

Corient

26 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Corient

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

520 advisors

Number of Clients

25,061 clients

Average Client Portfolio

$5.7M average

Assets Under Management

$143.6B

Fee Structure

Location

101 Park Ave, Suite 3100, New York, NY, 10178

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Corient

December 2022 - Present · 3 yrs 2 mos

Previous Registrations

Kore Private Wealth, LLC

September 2018 - March 2023 · 4 yrs 6 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2005 - June 2018 · 13 yrs 5 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 1998 - June 2018 · 19 yrs 7 mos

State Registrations2 states

NYTX

Advisor

Exams

No exam information available for this advisor.