JT
JT

Joseph Edward Tocchini

28 Years of Experience
BrokerSells Insurance
Areas of Practice
Financial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

Minimum Investment:$2.5K
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Location

664 S Rivershore Lane, Suite 150, Eagle, ID, 83616

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is the owner and president of Capstone Financial Services, LLC, dedicating a few hours per week. He also sells life, health, and accident insurance and owns CFS Tax Group, LLC, spending a few hours per week on tax preparation and accounting. Joseph is also a member of 5 LLCs for Tocchini Family Limited Partnership, spending minimal time on this activity.

Employment History
Current Registrations
American Independent Securities Group, LLCBroker
January 2012 - Present · 14 yrs 1 mo
American Independent Securities Group, LLC
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
AXA Advisors, LLCBroker
July 2010 - February 2012 · 1 yr 7 mos
AXA Advisors, LLC
July 2010 - February 2012 · 1 yr 7 mos
Next Financial Group, INC.
January 2008 - July 2010 · 2 yrs 6 mos
Next Financial Group, INC.Broker
January 2008 - July 2010 · 2 yrs 6 mos
Securian Financial Services, INC.
October 2007 - January 2008 · 3 mos
Marathon Advisors, INC
March 1998 - January 2008 · 9 yrs 10 mos
Cri Securities, LLCBroker
July 1997 - January 2008 · 10 yrs 6 mos
Securian Financial Services, INC.Broker
July 1997 - January 2008 · 10 yrs 6 mos
State Registrations16 states
AKAZCACOFLGAIAKSLAMNNCOHORTXVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.