SF
CFP
SF
CFP

Stephen Michael Fisher

15 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
181 clients
Average Client Portfolio
$969K average
Assets Under Management
$175.4M
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Location

236 1/2 E. Front St, Traverse City, MI, 49684

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen is the treasurer of F-11, Inc., a printing company, and the secretary of the William A. Fisher, II Family Foundation. He also serves as custodian for several UGMA/UTMA accounts for family members.

Employment History
Current Registrations
Independent Wealth Management, LLC
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
Independent Wealth Management, LLC
March 2010 - December 2010 · 9 mos
State Registrations2 states
FLMI
Advisor
Exams
No exam information available for this advisor.
Stephen Michael Fisher - Financial Advisor | TrueAdvisor