Joseph Vincent Carter

United Brokerage Services INC

25 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

United Brokerage Services INC

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

1,904 clients

Average Client Portfolio

$204K average

Assets Under Management

$389.1M

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

1320 Old Chain Bridge Road, Mclean, VA, 22101-3930

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

United Brokerage Services INC

September 2019 - Present · 6 yrs 5 mos

United Brokerage Services, INCBroker

May 2019 - Present · 6 yrs 9 mos

Previous Registrations

Global Atlantic Distributors, LLCBroker

January 2013 - September 2018 · 5 yrs 8 mos

Riversource Distributors, INC.Broker

March 2007 - December 2010 · 3 yrs 9 mos

Aig Sunamerica Capital Services, INC.Broker

February 2004 - January 2007 · 2 yrs 11 mos

Planco Financial Services, INC.Broker

August 1997 - February 2004 · 6 yrs 6 mos

State Registrations11 states

AZCADCFLMAMDMOOHSCTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.