Daniel John Fax

Associated Investment Services, INC.

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Associated Investment Services, INC.

Compensation

Fee-Only (AUM)

Firm Size

40 advisors

Number of Clients

3,655 clients

Average Client Portfolio

$274K average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:$5K

Location

10701 W. National Avenue, West Allis, WI, 53227

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History

Regulatory History (1)

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Customer Dispute

June 2015

Denied

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Employment History

Current Registrations

Associated Investment Services, INC.

May 2014 - Present · 11 yrs 9 mos

Associated Investment Services, INC.Broker

April 2014 - Present · 11 yrs 10 mos

Previous Registrations

Northwestern Mutual Investment Services,llc

February 2008 - April 2014 · 6 yrs 2 mos

Northwestern Mutual Investment Services, LLCBroker

October 1999 - April 2014 · 14 yrs 6 mos

Robert W. Baird & CO. IncorporatedBroker

October 1999 - January 2002 · 2 yrs 3 mos

State Registrations10 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.