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Casey Miller

28 Years of Experience
Broker

Casey Miller is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 28 years of industry experience. Casey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
October 2016 - Present · 9 yrs 6 mos
Hartford Funds Distributors, LLC
August 2016 - Present · 9 yrs 8 mos
Hartford Funds Distributors, LLCBroker
August 2016 - Present · 9 yrs 8 mos
Previous Registrations
Lord, Abbett & CO. LLC
November 2000 - August 2016 · 15 yrs 9 mos
Lord Abbett Distributor LLCBroker
August 1999 - August 2016 · 17 yrs
D.A. Davidson & CO.Broker
July 1997 - June 1999 · 1 yr 11 mos
State Registrations6 states
CAGAINORPAWA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.