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Aniruddha Ray

28 Years of Experience
3 Disclosures

Aniruddha Ray is a registered investment advisor at Mdx Wealth Management, based in Las Vegas, NV, with 28 years of industry experience. Aniruddha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 111 clients with $70M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
111 clients
Average Client Portfolio
$634K average
Assets Under Management
$70.3M

Fee Structure

Investment management only (planning not offered)

MDX Wealth Management's fee for managing your investments ranges between 0% and 2.5% per year. The fee is based on the value of the assets they manage and is billed monthly or quarterly, in advance. All client fees are negotiable.

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Location

3753 Howard Hughes Pkwy, Las Vegas, NV, 89169

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Settled
Customer Dispute
July 2003
Settled
Criminal
June 1989
Final Disposition
Other Business Activities

Aniruddha operates under the DBA Ray Financial Services since 2002. He also works as a producer/director/actor for RR Film Production, LLC, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Mdx Wealth Management
March 2016 - Present · 10 yrs 1 mo
Previous Registrations
LPL Financial LLC
December 2002 - April 2016 · 13 yrs 4 mos
LPL Financial LLCBroker
December 2002 - April 2016 · 13 yrs 4 mos
UBS Painewebber INC.
March 1998 - December 2002 · 4 yrs 9 mos
UBS Painewebber INC.Broker
October 1997 - December 2002 · 5 yrs 2 mos
State Registrations4 states
AZCANVTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Aniruddha Ray - Financial Advisor | TrueAdvisor