BS
BS

Brian Lee Slagle

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

Annapolis, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian operates his securities and advisory business under the name Slagle Investments, LLC. He also serves as a Board of Trustees Member for JP Home, Inc., a nonprofit halfway house for recovering alcoholics.

Employment History
Current Registrations
Lombard Advisers Incorporated
November 2018 - Present · 7 yrs 3 mos
Lombard Securities IncorporatedBroker
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2016 - October 2017 · 1 yr 4 mos
Sunpoint Securities, INC.Broker
June 1997 - June 1999 · 2 yrs
State Registrations11 states
AZCODCDEFLGAMDNCNJVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Lee Slagle - Financial Advisor | TrueAdvisor