DC
DC
Donald Carpenter
26 Years of Experience
Bartlesville, OK
1 Disclosure
Donald Carpenter is a registered investment advisor at Family Faith & Finance Asset Management, based in Bartlesville, OK, with 26 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 4 clients with $970K in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
4 clients
Average Client Portfolio
$243K average
Assets Under Management
$973K
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Bartlesville, OK
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006Closed-No Action
Employment History
Current Registrations
Family Faith & Finance Asset Management
February 2020 - Present · 6 yrs 2 mos
Previous Registrations
Family Faith & Finance Asset Management
January 2019 - December 2019 · 11 mos
Family Faith & Finance Asset Management
February 2018 - December 2018 · 10 mos
Dfc Wealth Management, LLC
March 2014 - December 2017 · 3 yrs 9 mos
Dfc Wealth Management, LLC
September 2007 - December 2013 · 6 yrs 3 mos
Raymond James Financial Services
September 2005 - October 2008 · 3 yrs 1 mo
Morgan Stanley
June 1999 - August 2005 · 6 yrs 2 mos
State Registrations1 state
OK
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.