Beth Kennedy

Advisors Asset Management, INC.

28 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Advisors Asset Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

133 advisors

Number of Clients

1,867 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

Cape May Court House, NJ

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Beth owns a rental property in New York City since 2012. This activity is not investment-related and requires minimal time during business hours.

Employment History

Current Registrations

Advisors Asset Management, INC.

September 2021 - Present · 4 yrs 5 mos

Advisors Asset Management, INC.

August 2021 - Present · 4 yrs 6 mos

Advisors Asset Management, INC.Broker

August 2021 - Present · 4 yrs 6 mos

Previous Registrations

Aig Capital Services, INC.Broker

June 1997 - July 2021 · 24 yrs 1 mo

State Registrations3 states

FLNJTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.