Kevin Kennedy
Kevin Kennedy is a registered investment advisor at Kennedy Wealth & Tax Management, LLC, based in Southbury, CT, with 23 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 131 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $20.0M | 0.65% |
| $20M+ | 0.40% |
Schedule shown is for Comprehensive Portfolio Management. Asset Management fees range from 1.30% to 0.20%. Fees are negotiable.
Fee Estimator
Location
1 Pomperaug Office Park, Suite 307, Southbury, CT, 06488
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is an LLC member of Little K Holdings, LLC, which owns the office condominium he operates from, and he is the President of Pomperang Office Park Condominium Association. These activities are not investment-related and take minimal time each month.
Employment History
Current Registrations
Kennedy Wealth & Tax Management, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Trusted Advisors
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.