WC
WC

Wilder Carnes

27 Years of Experience
2 DisclosuresBroker

Wilder Carnes is a registered investment advisor, based in Newtown, CT, with 27 years of industry experience.

Location

Newtown, CT

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2004
Final
Customer Dispute
August 2002
Settled
Employment History
Current Registrations
Stonex Securities INC.Broker
September 2024 - Present · 1 yr 7 mos
Trust Advisory Group LTD
February 2017 - Present · 9 yrs 2 mos
Previous Registrations
Ages Financial Services, LTD.Broker
February 2017 - September 2024 · 7 yrs 7 mos
Source Capital Group, INC.
October 2006 - July 2017 · 10 yrs 9 mos
Source Capital Management
October 2004 - October 2006 · 2 yrs
Source Capital Group, INC.Broker
July 2004 - April 2017 · 12 yrs 9 mos
Quick & Reilly, INC.
December 2002 - July 2004 · 1 yr 7 mos
Quick & Reilly, INC.Broker
April 2002 - July 2004 · 2 yrs 3 mos
Painewebber IncorporatedBroker
November 1998 - October 2000 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - November 1998 · 1 yr 4 mos
State Registrations6 states
AZCACTFLNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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