Benjamin Rickey
Benjamin Rickey is a CFP-designated registered investment advisor at Leonard Rickey Investment Advisors, P.L.L.C., based in Yakima, WA, with 28 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 1,079 clients with $820M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1000K | 0.85% |
| $1.0M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $9.0M | 0.30% |
| $9M+ | 0.50% |
Assets of multiple clients within the same family are typically aggregated in calculating the appropriate fee rate. For certain clients, the fee may be based upon a different fee rate. Clients receiving investment management or account monitoring services will generally be charged an annual administration fee of $50 per account with $12.50 charged per quarter. In addition, new clients receiving investment management, account monitoring, or financial planning services will be charged an onboarding fee of $500, which shall be due upon the signing of the advisory agreement. These fees may be waived at the discretion of LRIA.
Fee Estimator
Contact
Benjamin Rickey
Location
3908 Creekside Loop, Ste 100, Yakima, WA, 98902
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2010Other Business Activities
Benjamin is a registered investment advisor providing financial planning services, and also serves as an investment advisor representative. He also owns LRIA Leasing PLLC, which leases a plane to Leonard Rickey Investment Advisors, and provides tax services through Pathway Tax Group for minimal time each month.
Employment History
Current Registrations
Leonard Rickey Investment Advisors, P.L.L.C.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I started in the financial services industry in 1997 after graduating from University of Washington with a BA. I am a Certified Financial Planner Certificant CFP™, A Certified Investment Management Analyst CIMA™ and a Certified Private Wealth Advisor CPWA™. I live with my family in Yakima Washington and work out of our offices in Yakima, Richland and Seattle.