Mark Paller is a CFP-designated registered investment advisor at Paller Financial Services, INC., based in Centennial, CO, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 161 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
Cash or money market holdings do not incur a fee. Paller reserves the right to adjust fees to be competitive.
Fee Estimator
Location
9000 E Nichols Avenue, Suite 120, Centennial, CO, 80112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark owns and manages a commercial real estate rental property since 2003, spending a few hours per week on it. He also lists his name and address, which is not investment related.
Employment History
Current Registrations
Paller Financial Services, INC.
Previous Registrations
H.D. Vest Advisory Services, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.