AJ
AJ

Ann Johnson

19 Years of Experience
1 DisclosureBroker

Ann Johnson is a registered investment advisor, based in Santa Barbara, CA, with 19 years of industry experience.

Location

24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101

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History

Regulatory History (1)
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Financial
October 2020
Final
Employment History
Current Registrations
World Investments, LLCBroker
November 2024 - Present · 1 yr 5 mos
World Investments, LLC
November 2024 - Present · 1 yr 5 mos
World Investment Advisors, LLC
February 2019 - Present · 7 yrs 2 mos
Previous Registrations
Pensionmark Securities, LLCBroker
February 2019 - October 2025 · 6 yrs 8 mos
Independent Financial Partners
April 2017 - February 2019 · 1 yr 10 mos
LPL Financial LLCBroker
April 2017 - March 2019 · 1 yr 11 mos
J. W. Cole Advisors, INC.
January 2016 - March 2017 · 1 yr 2 mos
J.W. Cole Financial, INC.Broker
January 2016 - March 2017 · 1 yr 2 mos
Mutual Trust Asset Mgmt., INC.
April 2012 - March 2016 · 3 yrs 11 mos
Mutual Trust CO. of America SecuritiesBroker
April 2008 - January 2016 · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
May 2006 - April 2008 · 1 yr 11 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.