Peter Chen is a registered investment advisor, based in Pasadena, CA, with 27 years of industry experience.
Location
225 S. Lake Avenue, Suite 1170, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter is a Managing Principal at Stonemark Wealth Management (formerly Wespac Advisors SoCal LLC), a registered investment advisor, dedicating full-time hours. He is also a Registered Representative with The Leaders Group Inc., spending minimal time on brokerage business.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Stonemark Wealth Management
Previous Registrations
Key West Investments, LLCBroker
Girard Securities, INC.Broker
Sentinel Securities, INC.Broker
Wespac Advisors, LLC
Southwest Securities, INC.
Southwest Securities, INC.Broker
Tower Asset Management LLC
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Charles Schwab & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.