RB
RB
Robert Baker
28 Years of Experience
4 DisclosuresBroker
Robert Baker is a registered investment advisor at Colorado Financial Service Corporation, based in Misson Viejo, CA, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 126 clients with $68M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
126 clients
Average Client Portfolio
$543K average
Assets Under Management
$68.5M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees over $2,500,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
26050 Acero #304, Misson Viejo, CA, 92691
Get directionsHistory
Regulatory History (4)
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Judgment / Lien
March 2011Customer Dispute
February 2009Closed-No Action
Customer Dispute
February 2009Closed-No Action
Customer Dispute
January 1999Settled
Employment History
Current Registrations
Colorado Financial Service Corporation
August 2025 - Present · 8 mos
Colorado Financial Service Corporation
August 2025 - Present · 8 mos
Colorado Financial Service CorporationBroker
August 2025 - Present · 8 mos
Previous Registrations
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Interfirst Capital CorporationBroker
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Income Network CompanyBroker
June 1997 - October 1997 · 4 mos
Interfirst Capital CorporationBroker
May 1997 - May 1997 · 0 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.