Adam Casey Gunning

Ptma Investment Advisors

4 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Ptma Investment Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

86 clients

Average Client Portfolio

$1.1B average

Assets Under Management

$94.2B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$25,000

Location

717 17th Street, Suite 1850, Denver, CO, 80202

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History

Regulatory History (1)

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Criminal

October 1992

Final Disposition

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Employment History

Current Registrations

Pma Securities, LLC

January 2025 - Present · 1 yr 1 mo

Pma Securities, LLCBroker

January 2025 - Present · 1 yr 1 mo

Ptma Investment Advisors

September 2023 - Present · 2 yrs 5 mos

Previous Registrations

Umb Financial Services, INC.

June 2013 - March 2015 · 1 yr 9 mos

Umb Financial Services, INC.Broker

March 2013 - March 2015 · 2 yrs

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.