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AS
AS
Asa Lee Savage
Aegis Capital CORP.
28 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Aegis Capital CORP.
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
94 advisors
Number of Clients
1,733 clients
Average Client Portfolio
$826K average
Assets Under Management
$1.4B
Fee Structure
Investment Management
Planning
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Location
1345 Avenue of the Americas, 27th Floor, New York, NY, 10105
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
January 2011
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Aegis Capital CORP.
July 2015 - Present · 10 yrs 7 mos
Aegis Capital CORP.
Broker
July 2015 - Present · 10 yrs 7 mos
Aegis Capital CORP.
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Jhs Capital Advisors, LLC
April 2012 - July 2015 · 3 yrs 3 mos
Jhs Capital Advisors, LLC
Broker
April 2012 - July 2015 · 3 yrs 3 mos
Paulson Investment Company, INC.
October 2002 - April 2012 · 9 yrs 6 mos
Paulson Investment Company, INC.
Broker
January 1998 - April 2012 · 14 yrs 3 mos
Paulson Investment Company, INC.
Broker
August 1997 - October 1997 · 2 mos
Tri-Merica Securities Corporation
Broker
April 1997 - June 1997 · 2 mos
State Registrations
18 states
AZ
CA
CO
CT
FL
HI
ID
IL
NC
NH
NV
NY
OK
OR
SC
TX
UT
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.