Anthony Joseph Landi

Kestra Private Wealth Services, LLC

28 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Kestra Private Wealth Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

206 advisors

Number of Clients

15,631 clients

Average Client Portfolio

$653K average

Assets Under Management

$10.2B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

1000 Chapel View Blvd., Ste 200, Cranston, RI, 02920

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2008

Settled

Customer Dispute

June 2008

Settled

Customer Dispute

April 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Anthony is a Managing Partner/Wealth Manager at The Northeast Investment Group and The Northeast Investment Group LLC, spending nearly full-time on client acquisition, financial planning, investment advice, client relations, and account management. He also holds board positions at Providence Rotary, Bradley Hospital, and PROVIDENCE ROTARY CHARITIES FOUNDATION, is a partner at Landi Family Holdings, and President of The Barber's Son LLC.

Employment History

Current Registrations

Kestra Investment Services, LLCBroker

May 2018 - Present · 7 yrs 9 mos

Kestra Private Wealth Services, LLC

May 2018 - Present · 7 yrs 9 mos

Previous Registrations

UBS Financial Services INC.

August 2007 - May 2018 · 10 yrs 9 mos

UBS Financial Services INC.Broker

August 2007 - May 2018 · 10 yrs 9 mos

Morgan Stanley & CO., IncorporatedBroker

April 2007 - August 2007 · 4 mos

Morgan Stanley & CO., Incorporated

April 2007 - August 2007 · 4 mos

Morgan Stanley

March 1998 - April 2007 · 9 yrs 1 mo

Morgan Stanley Dw INC.Broker

April 1997 - April 2007 · 10 yrs

State Registrations24 states

AZCACOCTDCFLGAHIILMAMDMEMIMNNCNHNJNYOHPARISDVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.