Colleen Graff is a registered investment advisor at Cabin Advisors, LLC, based in Overland Park, KS, with 13 years of industry experience. Colleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 166 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cabin Advisors offers several investment management programs:
- Rep as Manager Program: Representatives manage accounts individually. Fees are negotiated but cannot exceed 2% annually.
- Monitoring of Investments: Representatives monitor variable annuities, 401(k)s, and other plans. Fees are negotiated but cannot exceed 1.5% annually, plus a quarterly administrative fee of up to $7.25. There may be an additional $25 per quarter for accounts held away.
- Unified Managed Account Program: Representatives provide ongoing investment advice and allocate assets among models, mutual funds, and ETFs. Fees are negotiated but cannot exceed 2% annually, plus a monthly administrative fee of up to $7.25.
Location
6240 W. 135th Street, Suite 214, Overland Park, KS, 66223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Colleen is a Registered Principal at JCC Capital Markets LLC since June 2022, focusing on investment banking, mergers and acquisitions, and private placements. She is also a Registered Principal at Cabin Securities Inc. since March 2021 and VP of Operations at Cabin Advisors, LLC since September 2022.
Employment History
Current Registrations
Cabin Advisors, LLC
Jcc Capital Markets, LLCBroker
Cabin Securities, INC.Broker
Cabin Securities, INC.
Previous Registrations
Syndicated Capital, INC.Broker
Brookstreet Securities CorporationBroker
First Securities USA, INC.Broker
Brookstreet Securities CorporationBroker
Canterbury Capital Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.