HN
CFP
HN
CFP

Hung Nguyen

28 Years of Experience
Orange, CA

Hung Nguyen is a CFP-designated registered investment advisor at Guardian Financial Partners, LLC, based in Orange, CA, with 28 years of industry experience. Hung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 433 clients with $910M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$911.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

635 E. Chapman Ave., Orange, CA, 92866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guardian Financial Partners, LLC
April 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - May 2017 · 13 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2017 · 13 yrs 10 mos
Prudential Securities IncorporatedBroker
October 1997 - July 2003 · 5 yrs 9 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hung Nguyen - Financial Advisor | TrueAdvisor