Nicola Walter is a registered investment advisor at Noblebridge Wealth, based in North Caldwell, NJ, with 26 years of industry experience. Nicola operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 329 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.60% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,001. When NBWM is named as the strategist, models have an annual strategist fee, which is charged by NBWM as manager and covers the costs of their portfolio construction and ongoing investment management services. This fee ranges from 0.08% to 0.50% and is incorporated as part of your total Managed Account Services fee.
Fee Estimator
Location
North Caldwell, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicola is involved in several business activities, including film production, real estate holding, interior design, and liquor design. She also works as a representative for Fort Ghent Brokerage LLC and as an IAR & Private Wealth Consultant for NobleBridge Wealth Management, LLC.
Employment History
Current Registrations
Noblebridge Wealth
League Capital Markets
League Capital MarketsBroker
Previous Registrations
Skyrank
Jefferies LLCBroker
Jefferies Investment Advisers, LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Benjamin & Jerold Brokerage I, LLCBroker
Glenwood Securities, INC.Broker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
Monarch Financial Corporation of AmericaBroker
World Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.