David Scott Shapiro

Johnson Brunetti

27 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Johnson Brunetti

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

5,476 clients

Average Client Portfolio

$385K average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	1.60%
$250K - $1.0M	1.50%
$1.0M - $2.0M	1.20%
$2.0M - $3.0M	1.00%
$3.0M - $5.0M	0.80%
$5M+	0.80%

Amounts over $5 million are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

100 Great Meadow Road, Suite 502, Wethersfield, CT, 06109

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2001

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

David is a financial insurance agent selling fixed annuities and life insurance.

Employment History

Current Registrations

Johnson Brunetti

May 2018 - Present · 7 yrs 9 mos

Previous Registrations

Cnl Securities CORP.Broker

February 2004 - March 2018 · 14 yrs 1 mo

Hillcrest Asset Management, INC.Broker

October 2002 - January 2006 · 3 yrs 3 mos

Janney Montgomery Scott LLCBroker

October 1998 - November 2001 · 3 yrs 1 mo

Raymond James & Associates, INC.Broker

May 1997 - October 1998 · 1 yr 5 mos

State Registrations2 states

CTMA

Advisor

Exams

No exam information available for this advisor.