James Bradley is a CFA, CFP-designated registered investment advisor at Penobscot Financial Advisors, based in Portland, ME, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 796 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Transaction fees are included in the overall fee. Minimum annual fee ranging from $4,800-$7,200 based on household assets, excluding primary residence and complexity.
Fee Estimator
Location
One Monument Square, Suite 501, Portland, ME, 04101
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a flight instructor/pilot at Maine Coastal Flight Center, spending about 10-20% of his time there. He is also a managing member of Marlboro By The LLC, a rental/vacation property, dedicating a few hours per week. Additionally, James is a volunteer board member and Treasurer for Hospice Volunteers of Hancock County, spending about 10-20% of his time.
Employment History
Current Registrations
Penobscot Financial Advisors
Previous Registrations
Mid Atlantic Financial Management, INC.
Mid Atlantic Capital CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
Aetna Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Aetna Financial Services, INC.Broker
Aetna Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.