CB
CB

Christopher Behan

26 Years of Experience

Christopher Behan is a registered investment advisor at RIA Advisors, based in Houston, TX, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,193 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,193 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$15K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+0.90%

Fees are calculated on an incremental basis and are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11750 Katy Freeway, Suite 840, Houston, TX, 77079

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher assists his wife with her consulting business, J Behan Consulting, which focuses on improving teamwork using the DISC model. He spends minimal time on this activity, ensuring materials are in place for her presentations.

Employment History
Current Registrations
RIA Advisors
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
Haven Wealth Group
February 2021 - November 2021 · 9 mos
Charles Schwab & CO., INC.Broker
March 2008 - January 2021 · 12 yrs 10 mos
Charles Schwab & CO., INC.
March 2008 - January 2021 · 12 yrs 10 mos
TD Ameritrade, INC.Broker
January 2007 - February 2008 · 1 yr 1 mo
TD Ameritrade, INC.
January 2007 - February 2008 · 1 yr 1 mo
VALIC Financial Advisors, INC.Broker
October 2006 - January 2007 · 3 mos
VALIC Financial Advisors, INC.
October 2006 - January 2007 · 3 mos
Chase Investment Services CORP.
November 2004 - December 2004 · 1 mo
Chase Investment Services CORP.Broker
May 2004 - December 2004 · 7 mos
Charles Schwab & CO., INC.Broker
March 2000 - October 2003 · 3 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
May 1998 - February 2000 · 1 yr 9 mos
The Lincoln National Life Insurance CompanyBroker
May 1998 - February 2000 · 1 yr 9 mos
A I M Distributors, INC.Broker
March 1997 - May 1998 · 1 yr 2 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Behan - Financial Advisor | TrueAdvisor