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Bernice Valrey Rolle-Lewis

Independent Advisor Alliance, LLC
28 Years of Experience
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Independent Advisor Alliance, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
286 advisors
Number of Clients
34,127 clients
Average Client Portfolio
$412K average
Assets Under Management
$14.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

2645 Executive Park Drive, Suite 315, Weston, FL, 33331

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bernice is affiliated with Kornerstone Wealth Management Inc. and Independent Advisor Alliance, providing investment advisory services. She also sells non-variable insurance and works as a substitute teacher, dedicating a few hours per week to each.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
March 2019 - Present · 6 yrs 11 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 2 mos
Previous Registrations
Independent Financial Partners
February 2012 - March 2019 · 7 yrs 1 mo
Capital Guardian Wealth Management, LLC
June 2010 - January 2012 · 1 yr 7 mos
Capital Guardian, LLCBroker
May 2010 - January 2012 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2010 · 3 yrs
Citigroup Global Markets INC.
May 2007 - May 2010 · 3 yrs
Citicorp Investment Services
May 2003 - May 2007 · 4 yrs
Citicorp Investment ServicesBroker
October 2002 - May 2007 · 4 yrs 7 mos
Wm Financial Services, INC.Broker
October 1998 - November 2002 · 4 yrs 1 mo
Joseph Charles & Assoc., INC.Broker
August 1998 - June 1999 · 10 mos
First Union Brokerage Services, INC.Broker
August 1998 - August 1998 · 0 mos
Dean Witter Reynolds INC.Broker
January 1998 - June 1998 · 5 mos
Joseph Charles & Assoc., INC.Broker
August 1997 - December 1997 · 4 mos
State Registrations5 states
CAFLGAIANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.