Bernice Rolle-Lewis
Bernice Rolle-Lewis is a registered investment advisor at Independent Advisor Alliance, LLC, based in Weston, FL, with 28 years of industry experience. Bernice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
2645 Executive Park Drive, Suite 315, Weston, FL, 33331
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2009Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Bernice is affiliated with Kornerstone Wealth Management Inc. and Independent Advisor Alliance, providing investment advisory services. She also sells non-variable insurance and works as a substitute teacher, dedicating a few hours per week to each.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wm Financial Services, INC.Broker
Joseph Charles & Assoc., INC.Broker
First Union Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
Joseph Charles & Assoc., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.