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Adam Caleb Ward

Oxford Financial Group, LTD
17 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Oxford Financial Group, LTD
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
48 advisors
Number of Clients
679 clients
Average Client Portfolio
$28.9M average
Assets Under Management
$19.7B

Fee Structure

Location

11711 North Meridian Street, Suite 600, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oxford Financial Group, LTD
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Huntington Financial Advisors
April 2021 - June 2022 · 1 yr 2 mos
The Huntington Investment CompanyBroker
April 2021 - June 2022 · 1 yr 2 mos
Advice and Planning Services
February 2018 - November 2020 · 2 yrs 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2018 - November 2020 · 2 yrs 10 mos
Natcity Investments, INC.Broker
October 2003 - February 2009 · 5 yrs 4 mos
Charles Schwab & CO., INC.Broker
December 1999 - September 2003 · 3 yrs 9 mos
Conseco Equity Sales, INC.Broker
September 1999 - January 2000 · 4 mos
Charles Schwab & CO., INC.Broker
August 1997 - September 1998 · 1 yr 1 mo
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.
Adam Caleb Ward - Financial Advisor | TrueAdvisor